Nutcracker Phenomenon and Nutcracker Syndrome
Nutcracker phenomenon refers to compression of the left renal vein, most commonly between the aorta and the superior mesenteric artery, with impaired blood outflow often accompanied by distention of the distal portion of the vein. The nutcracker syndrome (NCS) is the clinical equivalent of nutcracker phenomenon characterized by a complex of symptoms with substantial variations. Depending on specific manifestations, NCS may be encountered by different medical specialists. Although it may be associated with substantial morbidity, the diagnosis of NCS is often difficult and is commonly delayed. Diagnostic and treatment criteria are not well established, and the natural history of NCS is not well understood. We performed an initial review of the literature through MEDLINE, searching from 1950 to date and using the keywords nutcracker syndrome, nutcracker phenomenon, and renal vein entrapment. We performed additional reviews based on the literature citations of the identified articles. We attempted to elucidate clinical relevance of these conditions and their prominent features and to summarize professional experience.
AMA = aortomesenteric angle; BMI = body mass index; CT = computed tomography; DD = diameter of the distended portion; DN = diameter of the narrowed portion; DUS = Doppler ultrasonography; IVC = inferior vena cava; LRV = left renal vein; MR = magnetic resonance; NCP = nutcracker phenomenon; NCS = nutcracker syndrome; PV = peak velocity; SMA = superior mesenteric artery
Nutcracker phenomenon (NCP), also known as left renal vein entrapment,1–3 is characterized by impeded outflow from the left renal vein (LRV) into the inferior vena cava (IVC) due to extrinsic LRV compression, often accompanied by demonstrable lateral (hilar) dilatation and medial (mesoaortic) narrowing (schematic representation of NCP/nutcracker syndrome [NCS] in Figure 1). Although the terms nutcracker syndromeand nutcracker phenomenon are sometimes used interchangeably in the literature, Shin and Lee4 emphasize that the nutcracker anatomy is not always associated with clinical symptoms and that some of the anatomic findings suggestive of nutcracker may represent a normal variant or be accounted for by other conditions. Therefore, the term nutcracker syndrome should be reserved for patients with characteristic clinical symptoms associated with demonstrable nutcracker morphologic features. No consensus exists on what symptoms are severe enough to warrant the designation of a clinical syndrome or to what extent various findings may simply reflect different evolutionary stages of the process. Because of these uncertainties, some authors focus on the characteristic anatomic and hemodynamic findings, referring to them as NCP rather than NCS.5
The first clinical report of this phenomenon was by El-Sadr and Mina6 in 1950. The term nutcracker is usually credited to de Schepper7 (1972), although it was first used by Chait et al8 (1971); the earliest pathologic description belongs to the anatomist Grant9 (1937). Most typical nutcracker morphologic features imply compression of the LRV between the aorta and the superior mesenteric artery (SMA), known asanterior nutcracker. Less often, the third portion of the duodenum courses in front of the LRV between the aorta and the SMA.10 Therefore, anterior nutcracker is analogous to and may co-occur with compression of the duodenum by the SMA, known as the superior mesenteric artery syndrome (Wilkie syndrome).11–16The retroaortic or circumaortic renal vein may be compressed between the aorta and the vertebral body, which is called posterior nutcracker.17–20 Theories of causes of NCP include posterior renal ptosis, an abnormally high course of the LRV, and an abnormal SMA branching from the aorta.21–24 Compression of the LRV may also be produced by pancreatic neoplasms, para-aortic lymphadenopathy, retroperitoneal tumors, overarching testicular artery, or strangulating fibrolymphatic tissue between the SMA and the aorta.1,15,25–27 Wendel et al22 described tethering of the left kidney with tight draping of the LRV over the aorta in a patient with prominent lumbar lordosis but no apparent impingement by the SMA. Right-sided NCP due to compression of large veins by the gravid uterus has been described.28
Because of the variability of symptoms and absence of consensus on diagnostic criteria, the exact prevalence of NCP is unknown but may be slightly higher in females.1,29–31 Patients’ age can range from childhood to the seventh decade of life, but most symptomatic patients are in their second or third decade of life; there may be a second peak of NCS in middle-aged women.3 Nutcracker phenomenon is not a hereditary phenomenon, although coincidental cases in siblings have been described.32
The frequency and severity of the syndrome vary from asymptomatic microhematuria to severe pelvic congestion.30,33 Although some patients have severe and persistent symptoms, many, especially children, are asymptomatic.30,34,35 Symptoms are often aggravated by physical activity22 and commonly include hematuria, pain or gonadal vein syndrome,36 varicocele,8,22,36,37 orthostatic proteinuria,19,38–46 and orthostatic intolerance.5,47
Hematuria is the most commonly reported symptom and is attributed to rupture of thin-walled varices, due to elevated venous pressure, into the collecting system.48–50 It varies from microhematuria to macrohematuria, occasionally with resultant anemia that requires blood transfusions.3,50–55 Cystoscopy may identify a left ureteral origin.22,24,50,56,57 In a study by Shin et al,30 the causes of isolated hematuria could not be identified by routine methods in 69% of pediatric cases. Of those, 40% were found to have NCP by renal Doppler ultrasonography (DUS); although microhematuria in these patients was 4 times more common than macrohematuria, there were no differences in peak renal vein systolic velocities.
Pain is the next most common symptom. It is sometimes described as part of the gonadal vein pain syndrome, which is characterized by abdominal or flank pain that occasionally radiates to the posteromedial thigh and buttock. The pain is exacerbated by sitting, standing, walking, or riding in a vehicle that shakes.36,58,59 Left flank pain can also be due to left ureteral colic, from the passing of blood clots down the left ureter.
Varicoceles almost always occur on the left side and affect up to 9.5% of men. Considering the frequency of incompetency or absence of spermatic vein valves, Zerhouni et al25 contend that this finding is irrelevant and that LRV hypertension is the usual cause of varicoceles. The LRV was compressed in 50% to 100% of all patients with varicocele,8,60 although not all patients with varicocele have a distended LRV.10,37 Venous varicosities may be seen internally around the renal pelvis, upper ureter,22 and calyx20,57 and sometimes externally at the buttocks or in the vulvar area.33 Painful symptoms seen during venography were positively correlated with pelvic varices.3
Collateral veins may be evident on pelvic and abdominal DUS or venography.5,61 Positionality of symptoms is a hallmark of NCS and must be correlated with DUS and physical findings.5,62–65 Nutcracker phenomenon is more prominent in upright and supine positions because of visceral proptosis52 and changing aortomesenteric angle (AMA) (the angle between the aorta and the SMA).
Takebayashi et al61 clinically differentiate NCS into 3 subtypes: idiopathic renal bleeding, massive orthostatic proteinuria (protein level >400 mg/dL), and severe orthostatic intolerance that markedly impairs activities of daily living.5 Severe orthostatic intolerance, as previously described by Stewart et al,66 is accompanied by LRV occlusion in 70% of cases. Idiopathic renal bleeding and massive orthostatic proteinuria are seen in 18% and 14% of patients, respectively,5 and are caused by lysis of red blood cells in the urine.67 Degrees of proteinuria vary depending on postural changes.43
Chronic fatigue syndrome and fatigue symptoms have been associated with NCS with high LRV-IVC pressure gradients.19,66,68 Fatigue symptoms correlated positively with high peak velocity (PV) ratios by DUS and improved in some patients after surgery, balloon angioplasty, or aspirin therapy.3,68,69
In venous reflux with formation of collaterals, NCS may become a cause of pelvic congestion.3,33 In these cases, chronic pelvic pain is associated with dyspareunia, dysuria, dysmenorrhea, increased frequency of polycystic changes of the ovaries, and variable venous duplex waveform during Valsalva maneuver.33,37,58,70–75 All patients have demonstrable pelvic varicoceles.37 In a study by Scultetus et al,589 of 51 patients with pelvic congestion were diagnosed as having NCS. In some cases, interruption of the gonadal vein inflow improves symptoms. However, gonadal veins may be outflow conduits, and their interruption may worsen NCS symptoms.33
Controversy exists as to whether benign findings, such as otherwise asymptomatic microhematuria or varicocele, are sufficient to render NCP as NCS or at which point such a distinction should be made. It is also unclear why some patients with radiographically demonstrable NCP, and occasionally even with transected LRV, remain asymptomatic, whereas others have clinical sypmtoms. Lower body mass index (BMI) correlates positively with NCP,20,30 and NCP may manifest after weight loss,76 although many individuals with relatively low BMI and aortomesenteric angles have no signs of NCP.65 On the basis of analogy with the SMA syndrome, a decrease in retroperitoneal fat is believed to reduce the AMA and cause NCP. Increased BMI is associated with decreased prevalence of varicoceles.77,78 However, although correlations with body mass hold for groups of people, they are not necessarily applicable to an individual patient.
Possible coexistence of NCS and other morbid conditions makes the diagnosis challenging. Symptoms of NCS may be triggered or aggravated by pregnancy and multiparity.28,33,79–82 Cases of Henoch-Schonlein purpura,83 IgA nephropathy,84,85 membranous nephropathy,67 and idiopathic hypercalciuria with urolithiasis86 concurrent with NCS have been described. Combined NCS and Dumbar syndrome (also known as median arcuate ligament syndrome) has been reported.87 Hartung et al72 had a patient with previously stented May-Thurner syndrome, and we have described a case of combined May-Thurner and NCS.88
The natural history of NCP is not well known. Spontaneous resolution of NCP has been described in children, sometimes after several years of persistence.34,83,89–91 A notable study by Takebayashi et al61correlated ultrasonographic data, renocaval pressure gradients, and presence of collaterals on phlebography with the respective stage of the pathophysiologic process. It appears that the renocaval pressure gradient cannot be predicted by Doppler flow velocities because it depends on the degree of compensatory collateral vein formation.30,61 We encountered a case in which symptoms improved and renocaval pressure gradient resolved in a woman in whom collaterals formed over time.88
Considering the number of minimally symptomatic NCS diagnoses resulting from mass urinalysis screenings for hematuria and cases of NCS resolution in children, some cases of mild NCS may be due to changes in anatomic proportions associated with growth. Why NCP occurs or becomes symptomatic in adults is less clear. The exceptions may be cases of prior trauma, rapid weight loss, or multiparous women who later present with progressive symptoms of pelvic congestion.
Normal Anatomic and Physiologic Findings
Variations of normal anatomy should be carefully considered before making the diagnosis or predicting the prognosis of NCP/NCS. The left renal vein is 6 to 10 cm in length and, unlike the right renal vein, receives tributaries of the left adrenal, left gonadal, ureteral, and communicating second (and occasionally third) lumbar veins before joining the IVC.1,17 These tributaries have valves preventing reflux of the blood. In NCP, when the valves are absent or incompetent, the tributaries may decompress the LRV. In contrast, the presence of competent valves in NCP may contribute to an increase in renal pressure and resultant formation of varices and collaterals. The average normal LRV diameter is 4 to 5 mm.23 However, its width is not uniform, and its distal diameter is greater than its proximal diameter by 50% in more than half of all individuals.92 Buschi et al10 analyzed computed tomographic (CT), ultrasonographic, and pathologic data in a series of 72 random patients, showing that the ratio of LRV diameters of the distended to the narrowed portions (LRVD/N) may reach 4:1, which is consistent with ultrasonographic data from other authors.44 The normal pressure gradient between the LRV and IVC is 1 mm Hg or lower (mean ± SD, 1.1±0.9 mm Hg; range, 0-2.5 mm Hg), whereas patients with bleeding of unknown origin visualized from the left ureter have significantly higher values (mean ± SD, 5.0±2.0 mm Hg). On the basis of these data, LRV hypertension occurs when the gradient is 3.0 mm Hg.53,54
Normal left gonadal vein diameter approximates 3 mm.37,58,93 Ovarian veins (left more commonly than right) can show reflux in healthy asymptomatic parous women.94 Whether the gonadal vein valves are more commonly absent on the left than on the right is unclear.93,95,96 Ovarian veins may have numerous trunks but normally do not communicate with other venous systems.93
Earlier studies reported that the mean AMA is 38° to 56°.97,98 Later studies reported that it was close to 90° in healthy individuals, with angles smaller than half that in patients with NCP.21,23,24 Other studies suggested half smaller numbers for normal and NCP variants, consistent with earlier reports.65,99 Despite this reported variability, smaller AMAs have been associated with NCP compared with healthy controls; however, when the third portion of the duodenum courses between the aorta and the SMA (duodenal interposition), the LRV compression occurs even with a larger AMA.10 The AMA is highly variable depending on the patient position during examination, with greater compression of the LRV by the SMA in an erect position.99,100 Ozkurt et al101 found a moderate positive correlation between BMI and AMA on CT. Ultimately, positional changes are probably unreliable.5,31,58,102
It appears that NCS is underdiagnosed, and the path to the correct diagnosis is often long and circuitous because many cases have been identified only through mass urinalysis screenings.30,33,34 Considering the association with a lower BMI, at least some cases of “running” hematuria in athletes may be accounted for by NCS.76 The primary diagnostic test should be a careful physical examination and elicitation of history,3which alert the clinician to the most common symptoms, their evolution, degree of functional impairment, and possible compensation over time. To rule out more common renal conditions, diagnostic methods include blood examinations, urinalysis, urine culture, cytology, urethrocystoscopy, CT urography, and renal biopsy. In some cases, renal biopsy precedes the final diagnosis of NCS.35,84 In cases of hematuria, the number of isomorphic erythrocytes, suggesting nonglomerular origin, may be variable, and this finding is unreliable.67,102–104
Historically, a number of imaging methods have been used: renal angiography, angiographic CT,17,21,24digital subtraction angiography,35 standard magnetic resonance (MR) imaging,23 and MR angiography (Figure 2 and Figure 3).18,23,100,105,106 Renal angiography shows delayed venous washout from the left kidney. Intravenous urograms and retrograde pyelograms often reveal normal findings, even in the presence of unilateral hematuria on cystoscopy21,24,107; however, notching from varicosities of the renal pelvis and ureters may be seen.47,56,108
Attempts to validate LRV diameter ratios have been unsuccessful given that LRV dilatation may be a normal variant.10,92 Standard CT is insufficient to diagnose NCP. However, multiphase CT urography has the ability to reveal other causes of hematuria, such as renal tumors, arteriovenous malformations, and urothelial tumors. It can demonstrate delayed nephrograms in patients with NCP/NCS, can clarify spatial relations between vessels, and is almost always required before surgical interventions to exclude other causes of pathologic findings.
Although regarded as the most informative method, venography (retrograde phlebography) is not commonly performed in patients who do not have severe symptoms, especially in children.108 Venography is not perfectly reliable and occasionally can be misleading.102 Although knowledge of renocaval pressure gradient is extremely helpful, there is some overlap between pressures seen in healthy individuals and those seen in patients with NCS.109
Doppler ultrasonography is a helpful, noninvasive modality and should be the first assessment after NCS is suspected clinically or when a large LRV diameter ratio is noted between its distended and narrowed portions (DD/N) on CT or MR imaging. Whether pediatric and adult DUS criteria should be the same is unclear. A mirror image of the SMA in the aorta (extreme proximal parallel orientation) has 50% sensitivity and 99% specificity for classical NCP.5 Wolfish et al102 proposed diagnostic criteria including standard ultrasonographic findings, positional changes, and urinalysis. Multiple attempts have been made to perfect DUS diagnostic criteria. Takebayashi et al61 found DUS sensitivity and specificity to be 78% and 100%, respectively, and concluded that NCS may exist in either nondistended or distended LRVs; because flow can be normal in a distended LRV, ultrasound assessment is incomplete without assessment of collateral venous flow. Several studies have attempted to validate DUS criteria on the basis of comparing peak ultrasound velocity ratios of the aortomesenteric (narrowed) (PVN) and hilar (distended) (PVD) LRV portions with or without respective diameter ratios (PVN/D and DD/N accordingly). Sensitivity of DUS ranges from 69% to 90%, and specificity from 89% to 100% (summarized findings of these studies are listed in the Table).30,44,65,103 Another study correlated DUS findings with degrees of hematuria in patients with NCP.31
Digital subtraction angiography, DUS data, and venography pressures were compared in 93 pediatric cases to develop NCP ultrasound criteria, and 7 ultrasound grades with criteria for definite, probable, and borderline NCP were defined.5 Kim et al103 showed that renocaval pressure gradients did not correlate well with LRV diameter and peak velocity because of high pressure variability. However, only 4 patients with definite NCP morphologic features (LRV stenosis and dilatation) had pressure gradients of 4 mm Hg or lower (suggesting a lack of compensation through collaterals and reflux in early stages), a finding consistent with other studies.58 The gradients decreased in the most extreme forms of NCP (extreme LRV dilatation, stenosis, or occlusion) associated with increased formation of collaterals and reflux.5
Peak velocities are highly variable depending on the position of the patient,5 and thus PV ratios may be more predictive. Transducer compression in a supine position may produce artifacts.5,31 Because DUS findings vary with positional changes, careful assessment will document the variations in supine, Fowler semisitting, upright, and prone positions.5 Despite convenience and affordability, DUS methods are limited by technical difficulties, eg, very small sampling area.5,19,31,44
Pastershank15 reported the first case of treatment of NCS in 1974. Management options range from observation to nephrectomy, depending on the severity of symptoms. Conservative treatment is recommended for mild hematuria.47 For patients younger than 18 years, the best option is a conservative approach with observation for at least 2 years because as many as 75% of patients will have complete resolution of hematuria.34,110–112 Angiotensin inhibitors may be helpful in improving orthostatic proteinuria in patients with NCS.41,42,45
The correlation between imaging evidence of LRV compression and clinical symptoms remains challenging, and therefore interventions should be considered only when symptoms are severe or persistent, including severe unrelenting pain, severe hematuria, renal insufficiency, and failure to respond to conservative treatment after 24 months.23,24,50,113,114 Most interventions aim to decrease LRV hypertension, but others are directed against pelvic venous reflux. A variety of surgical approaches have been used, including medial nephropexy with excision of renal varicosities,22 LRV bypass,36 LRV transposition with or without Dacron wedge insertion between SMA and aorta,3,20,23,27,64,113,114 SMA transposition,64,108 renal-to-IVC shunt,20 renal autotransplant,18,24,115 gonadocaval bypass,58 and even nephrectomy for persistent hematuria.23
External stenting with ringed polytetrafluoroethylene graft interposition around the LRV2 and intravascular stenting have been applied relatively recently. Both balloon-expandable and self-expanding stents have been used in adult and pediatric patients.2,26,55,64,72,109,111,112,116–119 Intravascular stenting approaches in NCS were extrapolated from the stenting experience in May-Thurner and superior vena cava syndromes.58 Long-term NCS follow-up data are lacking. Reported complications of stenting include stent migration64,72 and, rarely, thrombosis.118 Until stent endothelialization occurs (within 2-3 months), anticoagulation is recommended.116,118 Some patients are successfully managed with aspirin or clopidogrel without long-term anticoagulation.72,117,118 Other potential concerns with stents include stent restenosis, deformities, and erosions at the placement site.
Treatment should be based on severity of symptoms and their expected reversibility with regard to the patient’s age and stage of the syndrome.90 Both stenting and open surgical interventions may relieve symptoms64,114; however, selection criteria are not well-defined. Surgical outcomes may be less impressive in patients with lower pressure gradients. Hematuria gradually resolves or decreases substantially postoperatively, but lower pressure gradients may persist after surgical interventions.20,58,114
Ligation of the collateral veins may increase renocaval pressure gradients,36 and ablation of pelvic venous collaterals should be combined with a procedure to relieve renocaval pressure gradients.3 Coil embolization of ovarian veins in patients with pelvic congestion syndrome and demonstrable pelvic varicoceles may provide symptomatic improvement in 56% to 98% of patients. In rare cases, complications include dislodgement of the coils to the lung. Pelvic vein ruptures are substantially more common but benign.37,59,74,114
Although NCP and NCS have been recognized for a long time, may be encountered by physicians in a variety of disciplines, and cause substantial morbidity, understanding of these entities is limited. Patients at any age can develop NCP or NCS. Hematuria, pain, pelvic varicosities, and varicoceles are the most common clinical signs that should raise suspicion for the diagnosis. The severity of clinical symptoms varies depending on the stages of the pathologic process, and many findings are nonspecific, creating an overlap with other clinical entities. Although many physicians are aware of NCS, the clinically important distinction from NCP is less commonly appreciated. Insufficient knowledge of the natural history of these conditions results in uncertainty in treatment selection and diagnostic criteria. Although some cases are dramatic and can be treated effectively, recognition of others is delayed, and therapy is uncertain. Many young patients are asymptomatic or have a benign clinical course and may outgrow their symptoms. Those with serious impairment or severe symptoms may benefit from a surgical or intravascular intervention.